Coding specification of securities investment fund

GB/T 39596-2020.Coding specification of securities investment fund.
1 Scope
GB/T 39596 specifies the coding rules for securities investment funds.
GB/T 39596 applies to securities investment fund codes applied for and used by fund participants including fund managers, fund custodians, fund sales institutions, fund registration and registration institutions, fund sales payment and settlement institutions, fund sales settlement fund supervision institutions and other institutions.
2 Normative references
The contents of the following documents constitute the essential terms of this document through normative references in the text. Among them, for dated references, only the version corresponding to that date applies to this document; for undated references, the latest version (including all amendments) applies to this document.
GB 18030-2005 Information Technology Chinese Coded Character Set
3 Terms and Definitions
The following terms and definitions apply to this document.
3.1
Fund manager
A fund management company that legally manages investment funds.
3.2
Fund custodian
An institution that legally keeps fund assets and supervises the investment activities of fund managers.
3.3
Transfer agent
An institution responsible for the custody of fund investor accounts, the preservation of transaction records, agency dividends, investor account reports, and the registration of fund units. ||tt
||3.4
?? Securities investment fund
An investment tool that raises funds through public offering of fund units, is managed by a fund manager and held in trust by a fund custodian, and conducts securities investment activities in the form of asset portfolio for the benefit of fund unit holders.
3.5
Base code of mutual fund
A fund product code that is based on the fund contract and is the only identifier of the legal entity of the fund product.
3.6
Money market fund
A fund that raises funds and invests them only in money market instruments.
3.7
Bond fund
A securities investment fund that invests in various government bonds, financial bonds and corporate bonds.
This document stipulates the coding rules for securities investment funds. This document applies to securities investment fund codes applied for and used by fund participants including fund managers, fund custodians, fund sales institutions, fund registration and filing institutions, fund sales payment and settlement institutions, fund sales settlement fund supervision institutions and other institutions.

ICS03.060
CCSA11
National Standard of the People's Republic of China
GB/T39596—2020
Coding specification of securities investment funds
fund2020-12-14 Issued
State Administration for Market Regulation
National Standardization Administration
Issued
2021-07-01 Implementation
GB/T39596—2020
Foreword
Introduction
Normative Reference Documents
Terms and Definitions
Coding Rules
Foreword
GB/T39596—2020
This document is drafted in accordance with the provisions of GB/T1.1—2020 "Guidelines for Standardization Work Part 1: Structure and Drafting Rules for Standardization Documents".
Please note that some contents of this document may involve patents. The issuing agency of this document does not assume the responsibility for identifying patents. This document is proposed by the People's Bank of China.
This document is under the jurisdiction of the National Financial Standardization Technical Committee (SAC/TC180). The drafting units of this document are: China Securities Regulatory Commission, China Securities Depository and Clearing Corporation Limited, China Securities Information Technology Services Co., Ltd., Shanghai Stock Exchange, Shenzhen Stock Exchange, Bank of China Co., Ltd., Zhongrong Fund Management Co., Ltd., CITIC Prudential Fund Management Co., Ltd., Huaan Fund Management Co., Ltd., Harvest Fund Management Co., Ltd., China Southern Fund Management Co., Ltd., and Asset Management Association of China. The main drafters of this document are: Yao Qian, Dai Wenhua, Wu Xiaoyong, Liu Tiebin, Kong Qingwen, Fan Yu, Wang Kai, Zhou Yunhui, Song Xiaodong, Wang Chaoyang, Fang Dian, Liu Dahai, Chen Hong, Sun Hongwei, Meng Fankuo, Zhang Yuanqi, Wang Xinbo, Hu, Han Junwei, Wang Xuan, Kang Peng, Zhou Bo, Wang Xinyi, Lu Jingya, Kefei, Zhang Yuxiang, Li Feng, Chen Yixin, Zhang Zhe, Wu Shaoping, Guo Jing, Wu Qinwen, Tang Qiang, Zhao Liang, Peng Xin, Gu Hepeng, Liu Yucheng, 1
GB/T39596—2020| |tt||In order to adapt to the development of securities investment funds, this document, based on the implementation of JR/T0085-2012 for many years, adds the allocation and management of securities investment fund codes to the coding rules, unifies the core coding rules of the fund industry, and effectively prevents the coding confusion, waste and conflicts that may be caused by disordered coding. 1 Scope
Securities Investment Fund Coding Specifications
This document stipulates the coding rules for securities investment funds. GB/T39596-—2020
This document is applicable to the securities investment fund coding normative reference documents applied and used by fund participants including fund managers, fund custodians, fund sales institutions, fund registration and registration institutions, fund sales payment and settlement institutions, fund sales settlement funds supervision institutions, etc.
The contents of the following documents constitute the indispensable terms of this document through normative references in this text. Among them, for the referenced documents with dates, only the versions corresponding to the dates are applicable to this document; for the referenced documents without dates, the latest versions (including all amendments) are applicable to this document.
GB18030—2005 Information Technology
Chinese Coded Character Set
Terms and DefinitionsWww.bzxZ.net
The following terms and definitions apply to this document. 3.1
Fund Manager
Fund Management Company that legally engages in investment fund management3.2
Fund Custodian
An institution that legally keeps fund assets and supervises the investment activities of managers. 3.3
Registrant (transfer agent) transfer agent An institution responsible for the custody of fund investor accounts, the preservation of transaction records, agency dividends, investor account reports, and the registration of fund units.
Securities Investment Funds Securities Investment Funds are raised through the public sale of fund units, managed by fund managers, and entrusted by fund custodians. Investment tools that conduct securities investment activities in the form of asset portfolios for the benefit of fund unit holders. 3.5
Base code of mutual fund
Base code of mutual fund
The unique identifier of the fund product code that represents the legal entity of the fund product based on the fund contract. 3.6
moneymarketfund
Money market fund
A fund that invests the funds raised by issuing funds only in money market instruments. 3.7
Bond fund
Securities investment fund that invests in various government bonds, financial bonds and corporate bonds. GB/T39596—2020
4 Coding rules
Coding characters
The characters of securities investment fund product codes shall be coded in accordance with GB18030-2005, using 6 meaningless digits 09. Code allocation requirements
The allocation requirements of securities investment fund codes are as follows. The allocation of fund product master codes shall be based on fund contracts. Each fund product shall have only one fund product master code, which is its unique identification. b) For securities investment funds, some money market funds and bond funds with different net asset values ??and returns, in addition to the allocation of master codes, different fund codes can be allocated according to share categories for separate use. Securities investment fund codes listed on exchanges are allocated and managed by the corresponding exchanges themselves. For example, HS securities investment funds use 6-digit codes starting with 50~59, and SS securities investment funds use 6-digit codes starting with 15~19. d) Fund product codes that have been allocated and used before the release of this document will continue to be used. Newly allocated codes are uniformly allocated and managed in accordance with the overall planning of the securities and futures industry. Securities investment fund codes are uniformly allocated and managed by the coding and standard service agencies authorized by the securities and futures industry standardization organization. Securities investment fund product codes listed or applied on exchanges are allocated and managed by the corresponding exchanges themselves, and are filed with the coding and standard service agencies authorized by the securities and futures industry standardization organization. S
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